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Wayne Thomas Altman

AAG Capital, Inc.

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About Wayne Thomas Altman

Wayne Altman is a financial advisor with over 29 years of experience in the industry. Wayne is currently registered with AAG Capital, Inc. Wayne's prior experience includes time with Woodbury Financial Services, Inc., Questar Capital Corporation, Ameriprise Financial Services, Inc., Morgan Keegan & Company, Inc., Colonial Brokerage, Inc., Wachovia Securities, LLC, UBS Paine Webber Inc. and Salomon Smith Barney Inc. Wayne holds FINRA Series 7, 63, 31, and SIE securities licenses. Wayne also passed the Uniform Investment Adviser Law Examination (Series 65). Wayne is registered in Florida, Georgia, Indiana, Kansas, Kentucky, Maryland, North Carolina, Pennsylvania, South Carolina and Texas.

Firm Information

Wayne Altman is currently registered with AAG Capital, Inc.. AAG Capital, Inc. is a Corporation that was formed on November 25, 1981. The firm is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Altman’s Registration & Firm History

FL

03/28/2023 - Present

AAG Capital, Inc. (WESLEY CHAPEL FL)

FL

03/01/2019 - 03/22/2023

WOODBURY FINANCIAL SERVICES, INC. (TAMPA FL)

FL

06/23/2014 - 03/01/2019

QUESTAR CAPITAL CORPORATION (TAMPA FL)

FL

08/03/2011 - 06/23/2014

AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)

FL

10/16/2009 - 08/10/2011

MORGAN KEEGAN & COMPANY, INC. (TAMPA FL)

FL

06/29/2007 - 10/16/2009

COLONIAL BROKERAGE, INC. (ST. PETERSBURG FL)

FL

04/29/2003 - 06/29/2007

WACHOVIA SECURITIES, LLC (TAMPA FL)

NJ

07/02/1999 - 04/30/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

12/09/1994 - 07/08/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/23/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 12/08/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wayne Thomas Altman. Review regulatory record here.
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