Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Peters is a financial advisor registered with UBS Financial Services Inc. Wayne has been in the industry since 1995. Wayne is registered with the state of Michigan, and is also registered with the FINRA. Wayne has experience with a variety of clients, including individuals, businesses, and trusts. Wayne offers a range of services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
02/28/2018 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
06/01/2009 - 03/01/2018
MORGAN STANLEY (GROSSE POINTE FARMS MI)
NV
08/27/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
IL
07/16/1998 - 09/10/1998
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
07/16/1998 - 07/27/1998
STANDARD BROKERAGE SERVICES, INC.
NY
06/01/1995 - 07/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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