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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne St John Hemans is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Wayne has been active in the financial industry since 2011 and has a wealth of experience working with clients on a variety of financial needs, including retirement planning, college savings, and estate planning. Wayne is committed to providing personalized service and working closely with clients to understand their goals and objectives. Wayne has obtained his Series 7, Series 63, Series 65 and Series 6TO licenses. Wayne is also registered with the state of Virginia as a Registered Investment Advisor (RIA). Wayne has previously been employed by a number of other firms, including Capital Growth Financial, LLC, Fahnestock & Co. Inc., Prime Charter Ltd., Josephthal & Co., Inc., Ladenburg, Thalmann & Co., Inc., Mesirow Financial, Inc., Gruntal & Co. Incorporated, Advest, Inc., The Agean Group, Inc and Flemming, Anderson, Cohen & Lee, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/24/2023 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
FL
03/24/2003 - 05/09/2005
CAPITAL GROWTH FINANCIAL, LLC (BOCA RATON FL)
NY
01/02/2002 - 03/26/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
05/10/2001 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NY
09/23/1998 - 05/24/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
06/30/1997 - 09/29/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IL
04/09/1996 - 07/01/1997
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
07/11/1994 - 04/11/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
CT
10/02/1993 - 07/27/1994
ADVEST, INC. (HARTFORD CT)
FL
06/04/1993 - 08/28/1993
THE AGEAN GROUP, INC (BOCA RATON FL)
CO
04/19/1993 - 06/09/1993
FLEMMING, ANDERSON, COHEN & LEE, INC. (LITTLETON CO)
IA
Issued 06/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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