Unclaimed
Wayne Scott Dictor is a financial advisor with Raymond James Financial Services Advisors, Inc. Wayne has been in the financial services industry since 1983 and has a wide range of experience in providing financial advice. Wayne holds a variety of licenses and certifications, including Series 6, 7, 24, 30, 63, and 65, and has specialized in providing financial services to individuals, corporations, and trusts. Wayne's previous work experience includes positions with LPL FINANCIAL CORPORATION, UBS FINANCIAL SERVICES INC., DEAN WITTER REYNOLDS INC., and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/03/2013 - Present
Raymond James Financial Services Advisors, Inc. (Daytona Beach FL)
FL
11/26/2003 - 11/10/2010
LPL FINANCIAL CORPORATION (SARASOTA FL)
NJ
04/11/1997 - 12/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/13/1988 - 04/02/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/08/1985 - 06/15/1988
A. G. EDWARDS & SONS, INC.
NA
05/26/1983 - 04/08/1985
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 06/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2005
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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