Unclaimed
Wayne Russell Veal is a financial advisor registered with Empower Advisory Group, LLC. Wayne has been in the industry since February 2012, specializing in providing financial advice to individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Wayne offers financial planning services, educational seminars, and portfolio management for individuals. Wayne is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/06/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
LA
10/01/2012 - 02/11/2014
J.P. MORGAN SECURITIES LLC (SCOTT LA)
LA
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAFAYETTE LA)
IA
Issued 03/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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