Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Gelineau is a financial advisor with Rockefeller Financial LLC. Wayne has over 24 years of experience in the financial services industry and holds a Series 7, Series 10, Series 24, Series 63, and Series 66 licenses. Wayne also has a SIE certification. Wayne specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, and charitable organizations. Wayne has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., LPL Financial Corporation, TD Ameritrade, Inc., Kennedy, Cabot & Co., and Baraban Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/21/2021 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
10/23/2009 - 03/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
CA
04/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
08/15/2007 - 03/27/2008
LPL FINANCIAL CORPORATION (SANTA MONICA CA)
CA
11/07/1997 - 12/20/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
CA
08/24/1995 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
CA
04/12/1995 - 08/01/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 07/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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