Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Powless is a financial professional with over 30 years of experience in the securities industry. Wayne currently holds a position at Mizuho Securities USA LLC, where they have been registered since September 25, 2023. Prior to joining Mizuho Securities USA LLC, Wayne was previously registered with Credit Suisse Securities (USA) LLC, BANC of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse First Boston LLC, SBC Warburg, Inc., SBCI Swiss Bank Corporation Investment Banking Inc. and Lehman Brothers Inc. Wayne holds a Series 7, Series 10, Series 9 and Series 63 licenses. Wayne is registered in all 50 states, as well as the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/25/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/09/2009 - 10/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/26/2009 - 05/14/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/16/2003 - 01/26/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/24/1997 - 07/11/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
01/03/1995 - 04/01/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
05/18/1994 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
NY
06/21/1993 - 05/19/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/21/1993 - 05/19/1994
LEHMAN GOVERNMENT SECURITIES INC.
NA
06/21/1993 - 05/19/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 11/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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