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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Peterson is a financial advisor who has been in the industry since 2001. Wayne has a wide range of experience, having worked with several firms including Securities America, Investacorp, Cetera Advisors, Investors Capital Corp., and Questar Capital Corporation. Wayne currently works with Cambridge Investment Research Advisors, Inc. Wayne is registered with the state of Virginia as both a broker-dealer and an investment advisor representative. Wayne specializes in providing financial planning, pension consulting, educational seminars, and market timing services. Wayne is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
06/26/2023 - Present
Cambridge Investment Research Advisors, Inc. (Ruckersville VA)
VA
07/17/2020 - 06/27/2023
SECURITIES AMERICA, INC. (Ruckersville VA)
VA
11/09/2017 - 07/17/2020
INVESTACORP, INC. (Ruckersville VA)
VA
10/03/2016 - 11/08/2017
CETERA ADVISORS LLC (RUCKERSVILLE VA)
VA
04/15/2005 - 10/03/2016
INVESTORS CAPITAL CORP. (RUCKERSVILLE VA)
MN
04/30/2001 - 04/25/2005
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
BC
Issued 12/27/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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