Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Carney is a financial advisor at LPL Financial LLC, a large financial services company. Wayne has been in the financial services industry for over 25 years and is registered to provide investment advice and sell securities in 13 states. He is a licensed Series 66, Series 65, Series 63, Series 7 and SIE professional. Wayne's experience includes working with high-net-worth individuals, corporations, and charitable organizations. He provides investment advice, financial planning, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/05/2008 - Present
LPL Financial LLC (LEOMINSTER MA)
MA
06/27/2005 - 04/25/2008
NEW ENGLAND SECURITIES (WORCESTER MA)
VT
10/19/1998 - 06/03/2005
CHITTENDEN SECURITIES, INC. (BURLINGTON VT)
NY
06/04/1996 - 09/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/30/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Wayne Carney is the right advisor for you? Invested Better is here to help.
