Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Saunders is a financial advisor with Neuberger Berman BD LLC. Wayne has been in the financial industry since 2003 and has a strong background in securities trading and investment management. Wayne holds the Series 7, Series 63 and SIE licenses. Prior to joining Neuberger Berman BD LLC, Wayne has worked at Barclays Capital Inc. and Lehman Brothers Inc. Wayne's focus is on providing investment advice and portfolio management services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
05/24/2010 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/22/2008 - 07/29/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/06/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/25/2003 - 05/09/2006
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 10/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq ISE, LLC
N
Nasdaq Stock Market
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