Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Minh Loi is a financial advisor who has been in the financial services industry since 2010. Loi is currently registered with Cetera Investment Advisers LLC and has previously worked at several other firms including BANCWEST INVESTMENT SERVICES, INC., EDWARD JONES, WELLS FARGO ADVISORS, LLC, and CITICORP INVESTMENT SERVICES. Loi holds Series 6, 7, and 66 securities licenses and is registered in several states including California, Nevada, New York and North Carolina. Loi specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to a variety of clients including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/09/2022 - Present
Cetera Investment Advisers LLC (CUPERTINO CA)
CA
05/11/2016 - 09/06/2022
BANCWEST INVESTMENT SERVICES, INC. (CAMPBELL CA)
NM
03/16/2015 - 10/22/2015
EDWARD JONES (ALBUQUERQUE NM)
NM
01/03/2011 - 03/09/2012
WELLS FARGO ADVISORS, LLC (ALBUQUERQUE NM)
CA
04/17/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
CA
08/31/2005 - 06/09/2006
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
BOTH
Issued 04/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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