Unclaimed
Wayne Wakumoto is a Registered Representative with Nylife Securities LLC since October 4, 1984. Wayne has been in the securities industry since October 3, 1984. Wayne Wakumoto is licensed in California, Hawaii, Nevada, Utah and Virginia. Wayne Wakumoto is also licensed to sell investment company products/variable contracts, direct participation programs and holds the Securities Industry Essentials certification. Wayne Wakumoto is located at the Nylife Securities LLC branch office in Rancho Cucamonga, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/04/1984 - Present
Nylife Securities LLC (RANCHO CUCAMONGA CA)
BC
Issued 05/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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