linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Wayne Michael Berna

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wayne? Claim Your Profile

About Wayne Michael Berna

Wayne Michael Berna is a financial advisor with Northwestern Mutual Investment Services, LLC. He has been in the industry since 1996, and has held various roles at different firms. Wayne has a strong background in the financial industry and is committed to providing his clients with personalized financial advice. He holds several licenses, including the Series 6, 7, 10, 26, 63, and 65 exams. In addition to his advisory role, Wayne is also a Registered Representative of Northwestern Mutual Investment Services.

Firm Information

Wayne Berna is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wayne Berna’s Registration & Firm History

FL

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Ormond Beach FL)

NH

03/17/2008 - 09/10/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MANCHESTER NH)

MA

01/01/2005 - 03/05/2008

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

02/07/2003 - 01/01/2005

SIGNATOR INVESTORS, INC. (BOSTON MA)

RI

09/06/1996 - 10/28/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

Not sure if Wayne Michael Berna is right for you?

Licenses & Designations

IA

Issued 06/27/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/02/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/06/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/04/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Michael Berna.
Not sure if Wayne Michael Berna is right for you?