Unclaimed
Wayne Melvin Peterson is a financial professional with over 40 years of experience in the financial services industry. Wayne is a Certified Financial Planner® and a Chartered Financial Consultant® and has a Series 6, 7, 22, 63, and 66 licenses. Wayne currently works with Thrivent Investment Management Inc., a firm with over 14 billion dollars in assets under management. Wayne has been with Thrivent for over 20 years. Prior to his time with Thrivent, Wayne worked for Lutheran Brotherhood Securities Corp., a role that began in 1983.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/21/2006 - Present
Thrivent Investment Management Inc. (SAN JOSE CA)
MN
07/22/1983 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 12/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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