linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Wayne Ley Dieffenderfer

Hudock Capital Group

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wayne? Claim Your Profile

About Wayne Ley Dieffenderfer

Wayne Dieffenderfer is a wealth consultant with Hudock Capital Group, LLC, located in Williamsport, PA. Wayne has been in the financial services industry since March 4, 1999. He also serves as the Chief Compliance Officer for Hudock Capital Group. Wayne provides investment advice and financial planning services to a variety of clients, including high-net-worth individuals, charitable organizations, and corporations. Wayne is registered with the state of Pennsylvania as both a Registered Investment Advisor and a Registered Representative.

Firm Information

Wayne Dieffenderfer is currently registered with Hudock Capital Group. Hudock Capital Group, LLC is an investment advisor headquartered in Williamsport, Pennsylvania, with approximately $747 million in regulatory assets under management. The firm specializes in financial planning and portfolio management services for high-net-worth individuals, corporations, and charitable organizations. Hudock Capital Group offers wrap fee programs and provides investment advisory services to a diverse clientele, including individuals, businesses, and non-profit organizations.
Hudock Capital Group

400 MARKET STREET

WILLIAMSPORT, PA 17701

$747.23M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wayne Dieffenderfer’s Registration & Firm History

PA

11/20/2009 - Present

Hudock Capital Group (WILLIAMSPORT PA)

PA

11/30/2001 - 03/21/2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILLIAMSPORT PA)

NY

03/05/1999 - 12/05/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Wayne Ley Dieffenderfer is right for you?

Licenses & Designations

IA

Issued 07/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Ley Dieffenderfer.
Not sure if Wayne Ley Dieffenderfer is right for you?