Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Trahms is a financial advisor at LPL Financial LLC. Wayne has been in the industry since 1973 and has experience with a variety of firms, including Multi-Financial Securities Corporation, Royal Alliance Associates, Inc., IFG Network Securities, Inc., Planned Investments Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and IDS Financial Services Inc. Wayne has a Series 63, Series 24, Series 7TO, SIE, and Series 1 licenses. Wayne is registered to offer investment advice in Arizona, Florida, Hawaii, Iowa, Minnesota, North Dakota, Oregon, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/28/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
MN
08/18/1999 - 12/31/2005
MULTI-FINANCIAL SECURITIES CORPORATION (ROCHESTER MN)
AZ
09/08/1994 - 08/25/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
04/26/1991 - 09/01/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
07/31/1991 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
MN
07/02/1973 - 04/05/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/02/1973 - 04/05/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/02/1973 - 12/24/1986
IDS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
BC
Issued 01/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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