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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Leonard Phillips is an investment advisor representative associated with Tip Top Financial Advisors, a registered investment advisor. Wayne has over 10 years of experience in the financial services industry. Wayne is registered with the state of Florida as an Investment Advisor Representative and has successfully passed Series 6, Series 63, Series 65, and Series 6TO exams. Wayne's firm provides financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
10/28/2020 - Present
TIP TOP Financial Advisors (GULF BREEZE FL)
FL
03/06/2015 - 08/27/2020
PFS INVESTMENTS INC. (MILTON FL)
IA
Issued 05/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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