Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Leland Cox is a financial professional with over 20 years of experience in the financial services industry. Wayne is currently registered with Cuso Financial Services, LP in Orlando, FL. Wayne has previously been registered with SunTrust Investment Services, Inc., Sorrento Pacific Financial, LLC, RBC Centura Securities, Inc., Southtrust Securities, Inc., TD Waterhouse Investor Services, Inc. and First Union Brokerage Services, Inc.. Wayne holds a Series 6, 7 and 63 license, as well as the SIE exam. Wayne provides portfolio management services to individuals, businesses, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/22/2013 - Present
Cuso Financial Services, LP (ORLANDO FL)
FL
03/14/2011 - 09/04/2013
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
12/19/2007 - 12/26/2008
SORRENTO PACIFIC FINANCIAL, LLC (ORLANDO FL)
NC
10/11/2004 - 01/12/2006
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
AL
03/12/2001 - 08/30/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NE
06/20/2000 - 02/20/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NC
05/16/1995 - 07/30/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 05/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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