Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Mahan is a registered investment advisor representative with J.p. Morgan Securities LLC. Wayne has been in the financial industry since 2003. Wayne has a Series 7, 63, and 66 license and holds registrations in over 50 states. Wayne has worked with several firms including Edward Jones, BANC ONE SECURITIES CORPORATION, and CHASE INVESTMENT SERVICES CORP. Wayne has experience providing financial planning and investment advisory services to individuals, businesses, and institutions. Wayne currently works out of the Tulsa, OK branch office of J.p. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OK
11/16/2022 - Present
J.p. Morgan Securities LLC (Tulsa OK)
OK
06/23/2009 - 07/22/2009
CHASE INVESTMENT SERVICES CORP. (OKLAHOMA CITY OK)
CO
07/06/2005 - 06/06/2007
CHASE INVESTMENT SERVICES CORP. (PARKER CO)
IL
03/02/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
11/25/2003 - 01/08/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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