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Wayne Kenneth Helmick

Northwestern Mutual Investment Services, LLC

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About Wayne Kenneth Helmick

Wayne Helmick is a financial advisor based in Lemont Furnace, PA. Wayne has over 30 years of experience in the financial industry and is currently registered with Northwestern Mutual Investment Services, LLC. Wayne has been with Northwestern Mutual since 1995. Previously, Wayne was also registered with Robert W. Baird & Co. Incorporated, New England Securities, Pruco Securities Corporation, and The Prudential Insurance Company of America. Wayne is a Series 6 and Series 63 licensed professional and has passed the Securities Industry Essentials Examination. Wayne has a strong track record of providing financial advice to individuals and families.

Firm Information

Wayne Helmick is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Wayne Helmick’s Registration & Firm History

PA

11/03/1995 - Present

Northwestern Mutual Investment Services, LLC (Lemont Furnace PA)

WI

11/03/1995 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

07/30/1993 - 09/12/1995

NEW ENGLAND SECURITIES (NEW YORK NY)

NJ

08/03/1988 - 12/03/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/03/1988 - 12/03/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Kenneth Helmick.
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