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Wayne Kenneth Davis

Nylife Securities LLC

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About Wayne Kenneth Davis

Wayne Davis is a financial professional with over 20 years of experience in the securities industry. Wayne currently holds a Series 7, Series 24, and Series 63 license and is registered with Nylife Securities LLC. Wayne has previously held registrations with J.P. Morgan Securities LLC, P.J. Robb Variable Corporation, MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., and Nathan & Lewis Securities, Inc. Wayne's focus is on providing investment advice and guidance to clients in the New York area.

Firm Information

Wayne Davis is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Davis’s Registration & Firm History

NY

08/29/2016 - Present

Nylife Securities LLC (NEW YORK NY)

NY

09/29/2014 - 10/30/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NJ

07/22/2013 - 02/14/2014

P.J. ROBB VARIABLE CORPORATION (SOMERSET NJ)

NJ

02/17/2010 - 05/15/2013

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

02/17/2010 - 05/15/2013

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

02/17/2010 - 05/15/2013

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

08/01/2003 - 05/15/2013

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NY

06/29/1999 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Kenneth Davis.
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