Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Karl Gieseke is a financial advisor with over 25 years of experience in the industry. Wayne is currently registered with LPL Financial LLC and has held previous roles with INVEST FINANCIAL CORPORATION, UVEST FINANCIAL SERVICES GROUP, INC., FINTEGRA, LLC, and AAL CAPITAL MANAGEMENT CORPORATION. Wayne holds licenses for both series 6 and 7, as well as the SIE exam. Wayne serves clients in Arizona, Florida, Illinois, Minnesota, North Carolina, South Dakota, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/14/2018 - Present
LPL Financial LLC (RICE LAKE WI)
WI
06/25/2010 - 02/14/2018
INVEST FINANCIAL CORPORATION (HAYWARD WI)
WI
01/03/2008 - 06/25/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BALSAM LAKE WI)
WI
09/12/2001 - 12/31/2007
FINTEGRA, LLC (BALSAM LAKE WI)
MN
08/21/1996 - 09/14/2001
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 05/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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