Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Swart is a financial advisor who is registered with the state of Minnesota and is currently employed with State Farm VP Management Corp. Wayne has been in the industry since August 2012 and is licensed to sell insurance products. Wayne holds a Series 6 license which allows them to sell mutual funds and variable products. Wayne also has a Series 63 license which allows them to sell securities in the state of Minnesota. Wayne passed the SIE exam in October 2018 which is required for all securities professionals who sell investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/02/2012 - Present
State Farm VP Management Corp. (Woodbury MN)
BC
Issued 07/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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