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Wayne Joseph Ruden

Wren Capital, LLC

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About Wayne Joseph Ruden

Wayne Ruden is a financial advisor with Wren Capital, LLC, located in San Francisco, CA. He is registered with the Financial Industry Regulatory Authority (FINRA). Wayne has been in the financial services industry since 1994. He has a Series 7, Series 55 and Series 63 license. Wayne has previously worked for Wedbush Securities Inc., Mizuho Securities USA Inc., SunTrust Robinson Humphrey, Inc., ING Barings LLC, Soundview Technology Group, Inc., Credit Suisse First Boston Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Wayne Ruden is currently registered with Wren Capital, LLC. Wren Capital, LLC is a Limited Liability Company formed on July 16, 2009. The firm is registered in California.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Ruden’s Registration & Firm History

CA

08/25/2016 - Present

Wren Capital, LLC (SAN FRANCISCO CA)

CA

09/29/2015 - 06/29/2016

WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)

CA

02/04/2011 - 06/12/2015

MIZUHO SECURITIES USA INC. (SAN FRANCISCO CA)

CA

11/06/2001 - 12/01/2010

SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)

NY

08/26/1999 - 03/14/2001

ING BARINGS LLC (NEW YORK NY)

CT

03/11/1998 - 05/14/1999

SOUNDVIEW TECHNOLOGY GROUP, INC. (OLD GREENWICH CT)

NY

07/21/1995 - 01/26/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

10/02/1992 - 07/10/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

OH

02/27/1992 - 04/16/1992

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 11/25/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/25/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wayne Joseph Ruden. Review regulatory record here.
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