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Wayne Jefferson Seaman

Main Management, LLC

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About Wayne Jefferson Seaman

Wayne Jefferson Seaman is an Investment Advisor Representative with Main Management, LLC. Wayne Jefferson Seaman has been a registered Investment Advisor Representative for over 11 years. Wayne Jefferson Seaman has been associated with Main Management, LLC for over 4 years. Wayne Jefferson Seaman has also held positions at Northern Lights Distributors, LLC and Ceros Financial Services, Inc.. Wayne Jefferson Seaman is registered with the state of California and New Jersey. Wayne Jefferson Seaman has passed the Series 63, Series 66 and Series 7 exams.

Firm Information

Wayne Seaman is currently registered with Main Management, LLC. Main Management, LLC is a registered investment advisor based in San Francisco, California, with approximately $1.39 billion in regulatory assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They have experience working with charitable organizations, high-net-worth individuals, pension and profit sharing plans, and corporations or other businesses. Main Management offers a wrap fee program.
Main Management, LLC

601 CALIFORNIA STREET

SAN FRANCISCO, CA 94108

$1.39B

Assets Under Management

11

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Wayne Seaman’s Registration & Firm History

NJ

06/01/2018 - Present

Main Management, LLC (Rutherford NJ)

NE

03/31/2022 - 06/30/2022

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

MD

06/08/2018 - 03/18/2022

CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)

CT

12/05/2014 - 04/11/2018

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

IL

12/21/2010 - 12/01/2014

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

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Licenses & Designations

BOTH

Issued 04/04/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Wayne Jefferson Seaman.
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