Unclaimed
Wayne Windholz is a financial advisor with Fidelity Personal and Workplace Advisors. Wayne has been in the financial industry since 2013. Wayne has experience with TD Ameritrade, Inc., Scottrade, Inc., and E*TRADE Securities LLC. Wayne is licensed to provide financial advice in Colorado, Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/17/2021 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
05/28/2020 - 02/24/2021
E*TRADE SECURITIES LLC (Centennial CO)
CO
02/26/2018 - 05/05/2020
TD AMERITRADE, INC. (Denver CO)
CO
09/21/2016 - 02/26/2018
SCOTTRADE, INC. (DENVER CO)
CO
03/25/2013 - 09/07/2016
TD AMERITRADE, INC. (DENVER CO)
BOTH
Issued 04/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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