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Wayne Jan Yagman

Dinosaur Financial Group, LLC

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About Wayne Jan Yagman

Wayne Yagman is a financial advisor with Dinosaur Financial Group, LLC. Wayne has over 40 years of experience in the financial services industry. Wayne is licensed to sell securities in Florida. Wayne's experience includes working with ODD LOT BONDS, INC, FIRST TRYON SECURITIES, LLC, HERZOG, HEINE, GEDULD, INC., GRUNTAL & CO. INCORPORATED, and RAYMOND JAMES & ASSOCIATES, INC. Wayne holds the following licenses: Series 1, Series 7, Series 24, Series 27, Series 52, Series 55, Series 57TO, Series 63, Series 99TO, and SIE.

Firm Information

Wayne Yagman is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Yagman’s Registration & Firm History

NY

07/31/2015 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

FL

12/09/1997 - 12/10/2015

ODD LOT BONDS, INC (AVENTURA FL)

NC

06/26/1997 - 12/11/1997

FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)

NY

02/22/1996 - 02/27/1997

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NY

06/16/1988 - 02/26/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

08/05/1987 - 06/21/1988

RAYMOND JAMES & ASSOCIATES, INC.

NA

10/24/1986 - 04/21/1987

RAYMOND JAMES & ASSOCIATES, INC.

NA

12/11/1984 - 09/10/1986

TMA GOVERNMENT SECURITIES, LTD.

NA

11/14/1979 - 11/08/1983

BUTCHER & SINGER INC.

NA

04/30/1979 - 09/20/1979

J. B. HANAUER & CO.

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Licenses & Designations

BC

Issued 06/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/04/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/15/1979

Series 7 - General Securities Representative Examination

BC

Issued 06/08/1979

Series 1 - Registered Representative Examination

BC

Issued 05/11/1979

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Wayne Jan Yagman. Review regulatory record here.
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