Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne James Londregan has been in the securities industry since August 22, 1983. Wayne is currently registered with Wells Fargo Clearing Services, LLC as a Registered Representative in New Jersey and New York. Wayne has previously been registered with Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Lehman Brothers Inc. Wayne has a Series 63 and Series 65 license. Wayne is also a Series 7 and SIE licensed individual. Wayne has a history of specializing in securities, mutual funds, variable annuities, insurance, and investment advisory services. Wayne has been with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC since 2014. Outside of Wayne's professional life, Wayne owns a photography business, Wayne Londregan Photography LLC, which Wayne spends approximately 6 hours per month working on.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
01/17/2003 - 03/28/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/20/1990 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/15/1984 - 12/04/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/13/1990 - 11/19/1990
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
08/23/1983 - 11/26/1984
MOORE & SCHLEY, CAMERON & CO.
IA
Issued 02/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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