Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Powers is a registered representative with UBS Securities LLC, located in New York, NY. Wayne has over 20 years of experience in the financial services industry, having previously held positions at Credit Suisse Securities (usa) LLC, Morgan Stanley & Co. LLC, Morgan Stanley, Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., Sanford C. Bernstein & Co., LLC, Nomura Securities International, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and Salomon Brothers Inc. Wayne holds a Series 7, Series 27, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/10/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
05/23/2007 - 06/18/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/05/2014 - 02/23/2017
MORGAN STANLEY (PURCHASE NY)
NY
09/05/2014 - 02/23/2017
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
09/05/2014 - 02/23/2017
PRIME DEALER SERVICES CORP. (NEW YORK NY)
NY
09/30/2004 - 03/06/2007
SANFORD C. BERNSTEIN & CO., LLC (WHITE PLAINS NY)
NY
11/24/2003 - 08/18/2004
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/07/1997 - 03/18/1999
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
MN
07/10/1996 - 10/28/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/10/1996 - 10/28/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/04/1994 - 07/17/1995
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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