linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Wayne Huang

Icapital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wayne? Claim Your Profile

About Wayne Huang

Wayne Huang is a financial professional with experience in the securities industry. Wayne is currently registered with Icapital Markets LLC, a firm headquartered in New York, New York. Prior to joining Icapital Markets LLC, Wayne was associated with UBS Financial Services Inc. Wayne holds the Series 99 (Operations Professional Examination) and the Securities Industry Essentials Examination (SIE).

Firm Information

Wayne Huang is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wayne Huang’s Registration & Firm History

NY

01/23/2024 - Present

Icapital Markets LLC (NEW YORK NY)

NJ

04/25/2018 - 11/01/2022

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

Not sure if Wayne Huang is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Huang.
Not sure if Wayne Huang is right for you?