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Wayne Howard Platt

Rainmaker Securities, LLC

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About Wayne Howard Platt

Wayne Platt is a financial advisor with over 17 years of experience in the industry. Wayne is currently registered with Rainmaker Securities, LLC. Wayne has held previous positions with Hamilton Grant LLC, Brean Capital, LLC, Niagara International Capital Limited, and Houlihan Lokey Howard & Zukin Capital, Inc. Wayne has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice. Wayne holds the Series 2, 7, 24, 63, 79, and SIE licenses.

Firm Information

Wayne Platt is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Platt’s Registration & Firm History

FL

11/17/2023 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

CA

01/13/2017 - 10/18/2023

HAMILTON GRANT LLC (Los Angeles CA)

CA

02/24/2016 - 11/10/2016

BREAN CAPITAL, LLC (LOS ANGELES CA)

CA

03/02/2015 - 02/22/2016

NIAGARA INTERNATIONAL CAPITAL LIMITED (SANTA MONICA CA)

CA

11/12/1997 - 01/23/2007

HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/01/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/27/1991

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Wayne Howard Platt. Review regulatory record here.
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