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Wayne Hien Tang

Transamerica Financial Advisors, Inc.

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About Wayne Hien Tang

Wayne Hien Tang is a registered investment advisor representative with Transamerica Financial Advisors, Inc., located in Flushing, New York. Wayne Hien Tang has been in the securities industry since July 10, 2000. Wayne Hien Tang holds licenses in Arizona, California, Connecticut, New York, Texas, Utah and Virginia. Wayne Hien Tang is licensed in the state of New York as an Investment Advisor Representative. Wayne Hien Tang is a Registered Representative with FINRA. Wayne Hien Tang has passed the Series 6, Series 7, Series 63, and Series 65 exams. Wayne Hien Tang has passed the Securities Industry Essentials (SIE) exam. Wayne Hien Tang has also been a member of the National Association of Registered Social Security Analysts.

Firm Information

Wayne Tang is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wayne Tang’s Registration & Firm History

NY

01/01/2024 - Present

Transamerica Financial Advisors, Inc. (FLUSHING NY)

NY

07/11/2000 - 11/30/2000

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

IA

Issued 12/30/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Hien Tang.
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