Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Sanders has been an active investment advisor representative for over 30 years, having worked for prominent firms like Janney Montgomery Scott LLC and Morgan Stanley DW Inc. Wayne is currently associated with Cape Investment Advisory, Inc. Wayne has a broad range of experience, specializing in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
03/15/2016 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
GA
02/22/2002 - 03/04/2016
JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)
NY
09/09/1994 - 02/28/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/30/1989 - 09/28/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/06/1984 - 02/08/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
02/24/1978 - 02/28/1984
DEAN WITTER REYNOLDS INC.
NA
05/17/1977 - 02/24/1978
REYNOLDS SECURITIES, INC.
IA
Issued 09/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1985
Series 3 - National Commodity Futures Examination
BC
Issued 08/29/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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