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Wayne Harold Sansiviero

Trident Partners Ltd.

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About Wayne Harold Sansiviero

Wayne Harold Sansiviero is a financial professional with over 28 years of experience in the industry. Wayne is currently registered with Trident Partners Ltd. and is licensed in 13 states. Wayne's previous experience includes positions at Madison Global Partners LLC, Beech Hill Securities, Inc., Seaport Global Securities LLC, Clarksons Platou Securities, Inc. and several other firms. Wayne has passed the Series 7, Series 63, Series 72 and Series 99TO exams. Wayne's background provides him with a broad understanding of the financial markets and regulatory landscape.

Firm Information

Wayne Sansiviero is currently registered with Trident Partners Ltd.. Trident Partners Ltd. is a Corporation formed on May 17, 1996, and has been approved to operate in all 50 states and the District of Columbia. The firm has an approved SEC registration. They have a total of 9 disclosures on file, including 5 for regulatory events and 4 for arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Sansiviero’s Registration & Firm History

NY

04/28/2023 - Present

Trident Partners Ltd. (WOODBURY NY)

NY

02/14/2022 - 05/30/2023

MADISON GLOBAL PARTNERS LLC (HAUPPAUGE NY)

NY

02/07/2019 - 02/09/2022

BEECH HILL SECURITIES, INC. (NEW YORK NY)

NY

05/03/2017 - 07/16/2018

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

05/04/2015 - 05/02/2017

CLARKSONS PLATOU SECURITIES, INC. (NEW YORK NY)

NY

07/23/2012 - 10/01/2015

D/B/A CLARKSONS PLATOU SECURITIES (NEW YORK NY)

NY

11/03/2011 - 07/19/2012

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

04/06/2010 - 11/23/2011

MADISON WILLIAMS AND COMPANY (NEW YORK NY)

NY

01/07/2010 - 04/12/2010

TUOHY BROTHERS INVESTMENT RESEARCH, INC. (NEW YORK NY)

CT

11/25/2008 - 01/06/2010

OPPENHEIMER & CO. INC. (STAMFORD CT)

NY

09/22/2008 - 12/10/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/21/1994 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/21/1994 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

03/21/1994 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

BC

Issued 09/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 07/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Harold Sansiviero.
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