Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Griffith Thompson is a financial advisor associated with LPL Financial LLC. Wayne is a registered representative in Pennsylvania. Wayne has been in the securities industry since 1987, and has experience with both Vanguard Marketing Corporation and AMA Advisers, Inc. Wayne specializes in a variety of services including financial planning, pension consulting, educational seminars, and portfolio management. Wayne is dedicated to helping individuals, corporations and institutions achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/05/2019 - Present
LPL Financial LLC (WAYNE PA)
NA
04/04/1991 - 06/17/1993
VANGUARD MARKETING CORPORATION
NA
05/22/1987 - 05/16/1989
AMA ADVISERS, INC.
NA
05/22/1987 - 07/06/1987
VANGUARD MARKETING CORPORATION
BOTH
Issued 08/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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