Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Nielsen is a financial advisor in Denver, Colorado, with over 30 years of experience in the industry. Wayne holds multiple licenses and designations, including Series 7, 24, 52TO, 53, 79TO, and 99TO. Wayne is registered with W.g. Nielsen & Co. and has previously worked with Kirkpatrick, Pettis, Smith, Polian Inc. and UBC Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/24/1997 - Present
W.g. Nielsen & Co. (DENVER CO)
NE
03/21/1991 - 10/10/1995
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
10/25/1989 - 03/04/1991
UBC INVESTMENT CORPORATION
BC
Issued 09/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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