Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Slattery is a financial professional with over 30 years of experience in the financial services industry. Wayne Slattery is currently registered with MML Investors Services, LLC. Wayne Slattery has been with MML Investors Services, LLC since March 2017. Prior to that, Wayne Slattery was registered with MSI Financial Services, INC. and Metropolitan Life Insurance Company. Wayne Slattery has a Series 63, Series 26, Series 6TO and SIE. Wayne Slattery also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
07/14/2020 - Present
MML Investors Services, LLC (EXETER NH)
NH
06/22/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EXETER NH)
NH
06/22/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (EXETER NH)
NY
05/03/1999 - 06/16/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/11/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
08/02/1995 - 08/16/1996
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
04/05/1994 - 10/25/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
10/24/1991 - 04/05/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IN
06/24/1988 - 11/27/1990
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NA
06/24/1986 - 03/22/1988
NEW ENGLAND SECURITIES CORPORATION
NA
06/19/1983 - 01/10/1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 08/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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