Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Frederick Ouimette is a registered representative with Baron Capital, Inc. Wayne has been in the securities industry since January 30, 1995 and holds several licenses including Series 6, 7, 63, and 65. Wayne has worked in the financial services industry in various capacities, including positions at Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., and First Investors Corporation. Wayne is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2011 - Present
Baron Capital, Inc. (NEW YORK NY)
CA
12/01/2005 - 08/08/2011
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
12/19/1994 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
11/13/1990 - 01/22/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 01/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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