Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Griffith is a financial advisor with over 30 years of experience in the industry. He has worked at several major financial institutions, including Citigroup Global Markets Inc. and Wells Fargo Advisors, LLC. Wayne is currently registered with Morgan Stanley. Wayne is a Registered Representative and an Investment Advisor Representative. He has a wide range of experience and expertise, and is well-qualified to provide financial advice. Wayne is also licensed to sell insurance. He holds a Series 7, Series 63, and Series 65 license. He is a trusted advisor who can help you with a variety of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
05/12/2020 - Present
Morgan Stanley (Tucson AZ)
AZ
05/15/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TUCSON AZ)
AZ
06/16/1997 - 05/19/2009
WELLS FARGO ADVISORS, LLC (TUCSON AZ)
NJ
11/23/1987 - 06/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/26/1987 - 11/17/1987
BUCHANAN & CO., INC.
IA
Issued 11/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wayne Griffith is the right advisor for you? Invested Better is here to help.
