Unclaimed
Wayne Eric Pickens is a registered representative with PFS Investments Inc. Wayne has been in the securities industry since October 15, 1996. Wayne is registered with the state of California. Wayne's primary office is located in Los Angeles, CA. Wayne has passed the Series 6, Series 63 and SIE exams. PFS Investments Inc. is an investment advisor and broker-dealer registered with the SEC and FINRA. PFS Investments Inc. has over 59,808 client accounts with a total of $8.46 billion in assets under management. The firm specializes in providing portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
10/16/1996 - Present
PFS Investments Inc. (LOS ANGELES CA)
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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