Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Edwin Hake is a financial professional with over 39 years of experience in the financial services industry. Wayne is currently registered with MML Investors Services, LLC in Texas. Wayne has been a financial advisor since 1982. Wayne holds several licenses and certifications, including Series 6, 7, 22, 24, 53, 63 and 65. Wayne is also a Certified Financial Planner and Chartered Financial Consultant. Wayne's areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
11/18/2021 - Present
MML Investors Services, LLC (San Antonio TX)
NC
01/22/2001 - 10/01/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
07/08/1999 - 08/07/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/09/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CT
10/17/1997 - 06/18/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CO
07/21/1997 - 10/28/1997
THE LEADERS GROUP, INC. (LITTLETON CO)
MA
03/01/1996 - 07/02/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/16/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
10/07/1993 - 11/17/1994
MONY SECURITIES CORP. (NEW YORK NY)
MA
09/30/1992 - 09/07/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
12/23/1982 - 10/13/1992
G. R. PHELPS & CO., INC.
IA
Issued 11/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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