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Wayne Edward Zorger

UBS Fund Services (usa) LLC

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About Wayne Edward Zorger

Wayne Edward Zorger is a financial professional who has been in the industry since 2001. Wayne is currently registered with UBS Fund Services (usa) LLC, a firm headquartered in Hartford, CT. Wayne holds the Series 6 and SIE licenses. Prior to joining UBS Fund Services (usa) LLC, Wayne worked at Phoenix Equity Planning Corporation and Hartford Equity Sales Company Inc.

Firm Information

Wayne Zorger is currently registered with UBS Fund Services (usa) LLC. UBS Fund Services (usa) LLC is a Limited Liability Company that was formed on June 30, 1996. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wayne Zorger’s Registration & Firm History

CT

10/19/2006 - Present

UBS Fund Services (usa) LLC (HARTFORD CT)

CT

09/02/2004 - 10/03/2006

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CT

11/07/2002 - 09/17/2004

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

12/06/2000 - 12/18/2001

AELTUS CAPITAL, INC (HARTFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Edward Zorger.
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