Unclaimed
Wayne Edward Zorger is a financial professional who has been in the industry since 2001. Wayne is currently registered with UBS Fund Services (usa) LLC, a firm headquartered in Hartford, CT. Wayne holds the Series 6 and SIE licenses. Prior to joining UBS Fund Services (usa) LLC, Wayne worked at Phoenix Equity Planning Corporation and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/19/2006 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
CT
09/02/2004 - 10/03/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
11/07/2002 - 09/17/2004
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
12/06/2000 - 12/18/2001
AELTUS CAPITAL, INC (HARTFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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