Unclaimed
Wayne Sprenger is a financial advisor with Cetera Investment Advisers LLC, a firm with over $100 billion in assets under management. Wayne has been in the financial industry since 1985 and has held a variety of roles at other firms, including Girard Securities and Geneos Wealth Management. Wayne specializes in financial planning, pension consulting and portfolio management for businesses and individuals. Wayne is a Certified Financial Planner and is registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (COLORADO SPRINGS CO)
CO
06/30/2015 - 11/01/2017
GIRARD SECURITIES, INC. (Colorado Springs CO)
CO
04/01/2008 - 07/02/2015
GENEOS WEALTH MANAGEMENT, INC. (COLORADO SPRINGS CO)
CO
07/07/2005 - 04/24/2008
ROYAL ALLIANCE ASSOCIATES, INC. (COLORADO SPRINGS CO)
CA
08/03/1993 - 07/13/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CO
07/25/1991 - 08/03/1993
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
KS
08/07/1989 - 06/21/1991
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NA
01/06/1987 - 10/24/1988
CONSOLIDATED INVESTMENT SERVICES, INC.
NA
10/21/1985 - 11/26/1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
04/02/1985 - 07/19/1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
01/11/1984 - 03/15/1985
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 9/9/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 1/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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