Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Ramsey is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Wayne has been in the industry for over 10 years and is registered to offer securities advice in 53 states and the District of Columbia. Wayne is a licensed securities agent and has passed the Series 7, 6, 63, 66, 9, 10, 31 and SIE exams. Wayne has worked for a variety of financial institutions including Principal Securities, Inc., Park Avenue Securities LLC, and NYLIFE Securities LLC. Wayne also owns RW Planners LLC, a limited liability company established for tax purposes. Wayne is a trustee for Michael W Ramsey Testamentary Trust. Wayne has a strong track record of providing investment advice to individual and institutional clients. Wayne specializes in providing financial planning, portfolio management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/12/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LUFKIN TX)
TX
12/16/2015 - 11/16/2021
PRINCIPAL SECURITIES, INC. (Lufkin TX)
NY
09/03/2014 - 12/04/2015
PARK AVENUE SECURITIES LLC (NEW YORK NY)
TX
06/21/2013 - 08/04/2014
NYLIFE SECURITIES LLC (LUFKIN TX)
BOTH
Issued 04/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wayne Ramsey is the right advisor for you? Invested Better is here to help.
