Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Edward Lockwood is a financial advisor in Chicago, IL with over 25 years of experience in the financial services industry. Wayne Lockwood is currently registered with Zacks Investment Management, Inc., and is a Certified Financial Planner. Wayne Lockwood's previous employers include MML Investors Services, Inc., Financial Network Investment Corporation, Commonwealth Financial Network, Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Fortis Investors, Inc. and American Interstate Financial Corporation. Wayne Lockwood specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, and Wrap Programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
10/16/2006 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
WA
04/20/2006 - 11/02/2006
MML INVESTORS SERVICES, INC. (SEATTLE WA)
CA
10/03/2005 - 03/20/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
02/22/2001 - 06/02/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
10/25/2000 - 03/30/2001
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
FL
10/28/1997 - 10/13/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
10/02/1996 - 10/29/1997
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MN
05/24/1996 - 10/10/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
OR
12/10/1993 - 04/07/1995
AMERICAN INTERSTATE FINANCIAL CORPORATION (PORTLAND OR)
IA
Issued 04/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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