Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Niles is a financial advisor based in Dublin, Ohio. Wayne has been in the financial services industry since May 1989. Wayne is currently registered with Cetera Investment Advisers LLC. Wayne is also registered in 18 states, including Ohio and Texas. Wayne is licensed to sell securities and investment advisory services in all of these states. Wayne is also a registered representative of Cetera Investment Services LLC. Prior to joining Cetera, Wayne worked with MML Investors Services, LLC. Wayne has a Series 6, Series 7, and Series 63 licenses. Wayne is also a registered representative of Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
05/06/2022 - Present
Cetera Investment Advisers LLC (DUBLIN OH)
OH
03/25/2017 - 05/13/2022
MML INVESTORS SERVICES, LLC (DUBLIN OH)
OH
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
05/15/1989 - 01/02/2015
NEW ENGLAND SECURITIES (DUBLIN OH)
BC
Issued 4/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 5/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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