Unclaimed
Wayne Deloss Breyfogle is a financial advisor who has been in the industry since 1981. Wayne is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since July of 2000. Wayne has held previous positions with Robert W. Baird & Co. Incorporated, Evern Securities, Inc. , Blunt Ellis & Loewi Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Wayne is licensed to provide advisory services in the areas of financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (LINCOLN NE)
WI
07/21/1993 - 07/27/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MO
09/04/1990 - 08/03/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/07/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
05/14/1988 - 08/02/1989
SHEARSON LEHMAN HUTTON INC.
NA
10/19/1981 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/1988
Series 24 - General Securities Principal Examination
BC
Issued 11/18/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1977
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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