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Wayne David Hurley

Cetera Investment Advisers LLC

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About Wayne David Hurley

Wayne Hurley has been in the financial services industry since 1986. Wayne is currently a Registered Representative and Investment Advisor Representative for Cetera Investment Advisers LLC, working out of the LA VERNE, CA office. Wayne previously worked for VOYA FINANCIAL ADVISORS, INC. in LA VERNE, CA, NEXT FINANCIAL GROUP, INC. in LA VERNE, CA, VERITRUST FINANCIAL, LLC in AUSTIN, TX, ARAGON FINANCIAL SERVICES, INC. in IRVINE, CA, SUNAMERICA SECURITIES, INC. in PHOENIX, AZ, and FMS SECURITIES, INC. in LA VERNE, CA. Wayne holds the Series 63, 65, 24, 51, 7, and SIE licenses. Wayne provides a range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.

Firm Information

Wayne Hurley is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wayne Hurley’s Registration & Firm History

CA

06/29/2023 - Present

Cetera Investment Advisers LLC (LA VERNE CA)

CA

04/02/2012 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (LA VERNE CA)

CA

09/29/2005 - 04/04/2012

NEXT FINANCIAL GROUP, INC. (LA VERNE CA)

TX

04/22/2002 - 09/29/2005

VERITRUST FINANCIAL, LLC (AUSTIN TX)

CA

03/10/1997 - 04/22/2002

ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)

AZ

06/22/1995 - 02/28/1997

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

CA

04/21/1989 - 06/27/1995

ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)

NA

04/13/1988 - 04/22/1989

FMS SECURITIES, INC.

NA

08/24/1987 - 03/22/1988

JUDY & ROBINSON SECURITIES, INC

NA

03/19/1986 - 09/11/1987

USLIFE EQUITY SALES CORP.

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Licenses & Designations

IA

Issued 8/2/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/25/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 8/17/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne David Hurley.
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