Unclaimed
Wayne Hurley has been in the financial services industry since 1986. Wayne is currently a Registered Representative and Investment Advisor Representative for Cetera Investment Advisers LLC, working out of the LA VERNE, CA office. Wayne previously worked for VOYA FINANCIAL ADVISORS, INC. in LA VERNE, CA, NEXT FINANCIAL GROUP, INC. in LA VERNE, CA, VERITRUST FINANCIAL, LLC in AUSTIN, TX, ARAGON FINANCIAL SERVICES, INC. in IRVINE, CA, SUNAMERICA SECURITIES, INC. in PHOENIX, AZ, and FMS SECURITIES, INC. in LA VERNE, CA. Wayne holds the Series 63, 65, 24, 51, 7, and SIE licenses. Wayne provides a range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
LA VERNE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LA VERNE CA)
CA
04/02/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (LA VERNE CA)
CA
09/29/2005 - 04/04/2012
NEXT FINANCIAL GROUP, INC. (LA VERNE CA)
TX
04/22/2002 - 09/29/2005
VERITRUST FINANCIAL, LLC (AUSTIN TX)
CA
03/10/1997 - 04/22/2002
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
06/22/1995 - 02/28/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
04/21/1989 - 06/27/1995
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NA
04/13/1988 - 04/22/1989
FMS SECURITIES, INC.
NA
08/24/1987 - 03/22/1988
JUDY & ROBINSON SECURITIES, INC
NA
03/19/1986 - 09/11/1987
USLIFE EQUITY SALES CORP.
IA
Issued 8/2/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/25/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 8/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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