Unclaimed
Wayne Hurley is a financial advisor with Cetera Investment Advisers LLC. Wayne has been a registered investment advisor since 2007. Wayne is a financial advisor with over 35 years of experience in the financial services industry. Wayne offers a wide range of financial services to individuals, families, and businesses. These services include financial planning, investment management, and retirement planning. Wayne is committed to providing his clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LA VERNE CA)
CA
04/02/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (LA VERNE CA)
CA
09/29/2005 - 04/04/2012
NEXT FINANCIAL GROUP, INC. (LA VERNE CA)
TX
04/22/2002 - 09/29/2005
VERITRUST FINANCIAL, LLC (AUSTIN TX)
CA
03/10/1997 - 04/22/2002
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
06/22/1995 - 02/28/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
04/21/1989 - 06/27/1995
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NA
04/13/1988 - 04/22/1989
FMS SECURITIES, INC.
NA
08/24/1987 - 03/22/1988
JUDY & ROBINSON SECURITIES, INC
NA
03/19/1986 - 09/11/1987
USLIFE EQUITY SALES CORP.
IA
Issued 08/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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