Unclaimed
Wayne Craig Stewart has been in the financial services industry since April 7, 1994. Stewart is currently registered with Realta Equities, Inc. in Covington, KY and holds Series 6, 7, and SIE licenses. Previously, Stewart was registered with ROYAL ALLIANCE ASSOCIATES, INC., MW MANAGEMENT COMPANY, R. H. YORK & COMPANY, INC., and GARCO EQUITY SALES, INC. Stewart is licensed to offer securities in Indiana, Kentucky, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
04/24/2012 - Present
Realta Equities, Inc. (COVINGTON KY)
KY
08/03/1995 - 04/27/2012
ROYAL ALLIANCE ASSOCIATES, INC. (COVINGTON KY)
OH
10/08/1994 - 06/05/1996
MW MANAGEMENT COMPANY (EUCLID OH)
KY
08/22/1994 - 08/09/1995
R. H. YORK & COMPANY, INC. (COVINGTON KY)
IN
04/08/1994 - 09/21/1994
GARCO EQUITY SALES, INC. (CARMEL IN)
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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