Unclaimed
Wayne Courtney is a financial advisor with over 30 years of experience in the financial services industry. Wayne is currently registered with The Investment Center, Inc. in Kentucky. Wayne's previous experience includes positions with First Affiliated Securities, Inc. in California. Wayne holds Series 7, Series 63, and Series 24 licenses. Wayne is a registered representative in Kentucky and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/04/1990 - Present
THE Investment Center, Inc. (MAYFIELD KY)
CA
05/31/1989 - 01/11/1990
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
CA
10/21/1987 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
BC
Issued 11/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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